Business Continuity Planning

NSM Securities, Inc. has developed a Business Continuity Plan (BCP) to respond to any significant event(s) that may disrupt our business.  Our plan anticipates two kinds of Significant Business Disruption (SBD) viz. internal and external.

If, after any SBD, you cannot contact us as you normally would at 1- 800-811-7988, you should try accessing us on our website at www.nsmsecurities.com or e-mailing us at admin@nsmsecurities.com.

Should the aforementioned means to contact us fail, you should contact our clearing firm Sterne, Agee & Leach, Inc. at 1-888-678-3763 or 1-800-778-6257.  Our clearing firm executes our orders, compares them, allocates them, clears and settles them.  Our clearing firm also maintains our customers' accounts, can grant customers access to them, and delivers funds and securities. 

For more information on our business continuity planning, you may contact us at (561) 615-0843.  Additional information can be provided upon written request.